On April 5, 2019, FINRA provided guidance on customer communications related to departing registered representatives. The full text of the Regulatory Notice can be found here: FINRA Regulatory Notice. Member firms and registered representatives need to be aware of this…
Read More
In November 2018, Georgia voters approved a constitutional amendment to establish a statewide business court. During Georgia’s 2019 Legislative Session, lawmakers were tasked with passing a bill to create that court. That goal was achieved on the last day of…
Read More
Sometimes an exciting business opportunity really is too good to be true. In the past year, several news stories – Theranos, Fyre Festival, and Anna Delvey (affectionately known as the “Soho Grifter”) – have captured the public’s attention in what…
Read More
The Equal Employment Opportunity Commission (“EEOC”) recently released its charge statistics for FY 2018. The number of employment discrimination charges filed in FY 2018 totaled 76,418, a decrease from FY 2017. The EEOC obtained more than $500 million in FY…
Read More